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- Видео 219
- Просмотров 69 188
Investment Adviser Association
Добавлен 12 авг 2015
DEI in the Investment Management Industry – Developments and Next Steps
2024 IAA Investment Adviser Compliance Conference - Following the Supreme Court’s affirmative action decision in SFFA v. Harvard last June, many advisers are taking a fresh look at their diversity, equity, and inclusion (DEI) activities and initiatives. This panel of legal experts share insights they’ve gained from assisting advisers as they navigate the evolving legal landscape surrounding DEI.
Просмотров: 65
Видео
Modernizing Beneficial Ownership Reporting Requirements
Просмотров 1086 месяцев назад
The SEC has recently updated 13D and 13G reporting requirements to modernize and accelerate filing. Laura Grossman breaks down some of the changes and how the IAA has helped form the new rules.
Introducing IAA Access
Просмотров 1087 месяцев назад
The IAA is excited to launch a new way for you to engage with the IAA and all of its activities and to help grow your business! Visit www.IAAAccess.org today.
Diversity and Investment Performance
Просмотров 527 месяцев назад
In this video, Theresa Hamacher, President of Versanture Consulting provides an informed answer on whether pursuing diversity at an investment firm means sacrificing investment performance.
IAA's 2023 Recap
Просмотров 517 месяцев назад
A lot happened in 2023! President and CEO, Karen Barr, recaps all the major moments and offers a word on 2024.
SEC Proposed Rule: Outsourcing
Просмотров 2037 месяцев назад
The SEC has proposed many new rules that can affect advisers and their clients, and the IAA is tracking each one and taking action when needed. In this video, Karen Barr describes how the proposed rules will affect adviser firms' ability to handle outsourcing, and what the IAA is doing in response.
SEC Proposed Rule: Cybersecurity and Privacy
Просмотров 1097 месяцев назад
The SEC has proposed many new rules that can affect advisers and their clients, and the IAA is tracking each one and taking action when needed. In this video, Karen Barr lays out the changes proposed to cybersecurity and privacy and how the IAA feels it should be addressed.
SEC Proposed Rule: Advisers Act
Просмотров 3087 месяцев назад
The SEC has proposed many new rules that can affect advisers and their clients, and the IAA is tracking each one and taking action when needed. In this video, Karen Barr describes the changes proposed to the Advisers Act and the IAA's stance regarding it.
Predictive Analytics
Просмотров 589 месяцев назад
The SEC has proposed new rules for the use of Predictive Data Analytics. Watch this video to learn what is being proposed and how we at the IAA are interpreting it and taking action.
Small Entity Bill
Просмотров 679 месяцев назад
The IAA is concerned about the effects the Small Entity Bill will have on smaller business. In this video, we define what our concerns are and how the IAA is taking action to improve the outcome.
Legislative Update - Small Entity Update Act
Просмотров 7311 месяцев назад
Watch this video to learn the impacts of the Small Entity Update Act on investment advisers, and how the IAA is supporting this legislation.
2023 Industry Snapshot
Просмотров 6211 месяцев назад
The 2023 Industry Snapshot report is out now! Check out this year's report that provides the industry, policymakers, and the public with key facts and figures about this important sector of the financial services industry.
2023 Investment Management Compliance Testing Survey
Просмотров 9111 месяцев назад
The results are in for this year's Investment Management Compliance Testing Survey! In this video, you'll hear a couple interesting findings and how you can view and download the full survey at www.investmentadviser.org
Join Us at the Midwest Leadership Forum in 2023!
Просмотров 27Год назад
There are many beneficial reasons to attend the IAA's Midwest Leadership Forum. Vice President of Communications and Marketing, Janay Rickwalder, provides all the details in this video.
Yes, Active Managers Can Outperform
Просмотров 180Год назад
Harding Loevner’s Apurva Schwartz, a member of the Active Managers Council’s Research Task Force, takes on the myths surrounding active management. Ms. Schwartz describes how active managers can and do outperform the benchmark, the importance of active management in a portfolio, and how skilled managers can be identified in advance.
How Embracing Active Management Benefits Investors
Просмотров 276Год назад
How Embracing Active Management Benefits Investors
The IAA Marketing Rule Compliance Checklist
Просмотров 198Год назад
The IAA Marketing Rule Compliance Checklist
The Many Benefits of Diversity, Equity, and Inclusion
Просмотров 26Год назад
The Many Benefits of Diversity, Equity, and Inclusion
Racist
Investment policies are the reason why companies go woke, almost nobody realizes why the whole world goes woke and feministic. Here‘s the reason.
Woww
Good conversation. Very helpful for Chief Compliance Officers
Only inferior people want DEI. Do you know why?
Geoff has such a great eloquent, clear way of explaining things!
ruclips.net/video/WCrGKBCP-7E/видео.html
How do I get the forms to fill out to report a crime
WE are getting hacked every day by a neighbor, it's horrible.. I have reported it many times to IC3.. am going broke and really bad off
I reported to the police the cyber crime activity and I'm waiting why the access on my phone continues and it bothers since the intrusions cause misdirection on my calls, sometimes it's transferred to another nbr.
This was definitely a great discussion! The points mentioned give assurance of the steps the industry is taking to properly move forward. Much gratitude to the panelists and spokesperson for this conference!
he is a great architect, look at how shit SEC is doing their job.
To becoming Internet savvy for finding things at their hide\den values as lowest cost, best qualities available to all, etc., is to know the search engines results due to the volume of stored websites, take their time to be positioned next to the very most popular website that stay in the top positions, because of popularity rules, thus blocking direct findings of exact alternatives. But to find the exact other types over time becoming close to top positions as a search engine check on just how popular are they too, you need to be prepared to check for the search engine results on a few weeks to a monthly basis. To fully understand how to stay away from seeing endless, you only need to start from assembling how many realistic different categories are available and one topic becomes a long list of information presentation that for that day's search over, would not be the same in a month. Its a way to find things other don't and in cyber crime, a way to be present but not yet recognized with information. It could be how the Craig's list snuck in with unseen popularity over night as being a search solution that tempted the murders in its early days of existence. Not much becomes a top position almost over night, and reminder, the Internet points are point to point phone connections, thus have the ability to mock privacy or not in any way have the ability to broadcast instantly, just being point to point is a way to build up leads that lead to popularities. In other words, for cyber crimes to waiting to be triggered, they have the excuse alibi, but everything was always left on the Internet and no one enforced it to being illegal, etc. list. So the famous question, is there a right time to publish, or what is the way to find the right times for acceptances?
I really wish this stuff would be in the media and news more. So people who are too nice and forgiving and know people make mistakes but don't realize some actually are not sorry they are only looking to get at you to take advantage of you and they will do it until they get all they want. Unfortunately some want you on the corner in a paper bag. Some will only stop when you have nothing they want.
🤦♂️ ridiculous
ruclips.net/video/IKLuhY2Q7Rw/видео.html
ruclips.net/video/oq2rBE5zwAs/видео.html
baloney. these people are phony. This is gross.
ruclips.net/video/EsVDWuQYzxs/видео.html
Garbage
Attacking Ripple is not protecting investors, it is hurting investors.
any software or tips to mitigate/remove cybersecurity issues??
Software updates, recent hardware, a VPN and security key should keep you safe.
I was scammed out of over 20k, reported to IC3, FTC, as well as Attorney Generals Office twice! Nothing other than being scammed again, after I was scammed all out of Arizona! I am out of Wisconsin!
I have my life and health and series 6. It took me...I'm trying to think...how many months and years for me to fully grasp the long term differences of different products, the positives and benefits and negatives of each...and where what product or approach makes sense...and takes into consideration all the potential ups and downs that may come depending on what happens in the market...what happens in the economy...whether the client has a medical or employment issue etc not over 1 2 or 5 years...but 10 to 20 to 30 years. the idea....that a client...who barely understands the difference of a stock and a mutual fund...what an ira is or isn't...vs a roth...the difference and consequences of term insurance vs ul vs vul vs whole....a managed account, a brokerage account, an ira vs a 401k, a variable annuity, an income annuity, an indexed annuity......the idea that a client is going to be able to have a conversation about their situation...what actually happens with the sequence of returns in a bull or bear market...and what the safe rate of withdrawal is based on and attempting to accomplish, much less the real consequences of being a conservative vs aggressive investor...and what a monte carlo simulation shows.......for a client who knows nothing of that...to sit down across the kitchen table...talk over the heads at the most basic level...and then expect them to be able to differentiate between any of this...is so beyond absurd. Best interest is a great idea. And is so disconnected from reality.
Thank you for sharing this wonderful video about my uncle.
Great content!! Keep the videos coming! I recommend you google smzeus . c o m! Ever since I started using it on my main channel my videos are ranking much better!
A beautiful tribute for an extraordinary man. Thank you for sharing.
A great man, admired and respected by all who knew him, gone too soon. RIP DT
Moderator kills me with the “umms”. But good topic and worth a watch.
SEC?
securities and exchange commission - u.s. government agency